Restrict right to debate in shareholders' meetings: Ashurst wins for Biotest AG before German Federal Supreme Court

9 February 2010

In a decision handed down on 8 February 2010, the German Federal Supreme Court (BGH) upheld a rule in the articles of association of Biotest AG, which authorises the chairman of a shareholders' meeting to restrict the right of the shareholders to speak and pose questions at shareholders' meetings. Ashurst assisted Biotest with regard to company law-related questions, as well as in the proceedings themselves.

The rule in the articles of association is based on an organisational provision newly introduced into the German Stock Corporation Act (Aktiengesetz) by the German Act on Corporate Integrity and Modernisation of the Right of Avoidance (Gesetz zur Unternehmensintegrität und Modernisierung des Anfechtungsrechts - UMAG) on 1 November 2005, according to which it is possible to limit the rights of shareholders to speak at shareholders' meetings on the basis of time. The provision has been criticised in legal literature because it does not give the chairman of the meeting any guidelines as to what is actually appropriate.

This problem was tackled by including detailed rules in Biotest's articles of association, which have been disputed. According to the rules, the chairman of the meeting may, at any time, even at the beginning of a shareholders' meeting, limit the length of time for which shareholders are entitled to speak and ask questions to 15 minutes per request to speak or 10 minutes for at least three further requests to speak. Moreover, the time for which a shareholder is entitled to speak may be limited to a maximum of 45 minutes. The shareholders' meeting should, therefore, not last more than six to ten hours, depending on the subject matter of the resolution.

In the view of the Federal Supreme Court, the articles of association therefore comply with the will of the legislator in allowing the shareholders' meeting to once again become a tight platform for discussion which concentrates on important decisions.

The regulation in the articles of association was challenged legally by a Biotest shareholder. The proceedings were previously conducted by two courts of instance, the Regional Court of Frankfurt and the Higher Regional Court of Frankfurt.

Ashurst corporate partner Reinhard Eyring, who was leading on the matter, commented:

"Even if the regulation in the articles of association contains specific requirements in relation to limits to shareholders' rights to speak and pose questions, it is nonetheless still the case that these limits have to be appropriate in each individual case. The articles of association expressly provide for this. However, as a result of the regulation in the articles of association, it is possible to prevent the right of shareholders to debate from being inappropriately extended by a few shareholders at the expense of the remaining shareholders, and it is then also possible to concentrate on the important factual issues. By revaluating the discussion culture linked with this, the information rights of all shareholders are safeguarded."

Advisors to Biotest AG
Representative in the legal proceedings:
Corporate partner Reinhard Eyring (lead), corporate associates Dr Gerrit Clasen and David Sänger (all Frankfurt).

Advice on regulation in the articles of association:
Corporate partner Reinhard Eyring (lead) and corporate counsel Martina Rothe (Frankfurt).

Biotest is a supplier of pharmaceutical and biotherapeutic pharmaceutical products and reagents and systems for diagnostics and microbiology. Biotest employs over 2000 people worldwide. The preference shares of Biotest AG are listed on the SDAX of the Deutsche Börse (German Stock Exchange).

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